Financial Examiner 3

The Division of Banking and Securities is recruiting for a Financial Examiner 3 located in Anchorage or Fairbanks!

What you will be doing:
The Financial Examiner 3 will conduct examinations and act as the Examiner-in-Charge.  Financial Examiner3 is the lead level of the series and is proficient in the interpretation and application of laws, regulations, and other guidance governing financial services operating in Alaska. This position works in the Securities Section of the division.

• Plan, conduct, and lead routine and for-cause examinations of investment advisers and broker-dealers independently and/or in cooperation with a federal or state agency, determine whether the financial entity and its agents operate in accordance with state and federal laws, applicable financial standards and maintains appropriate and accurate books and records prescribed by statute, regulation and best industry practices;
• Respond to consumer, investor, entrepreneur, and other inquiries or questions from the public, regulators, law enforcement, legislators, and others; prepare and present information to consumers, entrepreneurs, and others in public forums;
• Research and draft legislation and regulations.

Our organization, mission and culture:   

Are you looking for an exciting career in state government where you are valued and encouraged to grow? The Division of Banking and Securities’ (DBS) mission is to protect consumers of financial services and promote safe and sound financial systems, with a vision to make DBS an outstanding place to make a career protecting Alaskans and bringing financial innovation to our state. The Division’s leadership promotes a positive and respectful culture with opportunities for career growth.

The benefits of joining our team: 
The Division has a professional and dedicated staff who work well independently, and as part of a team. The Division offers training opportunities to enhance knowledge of changing rules and regulations governing regulated entities. 

This position may be eligible for telework, an alternative work schedule, and travel opportunities. 

The Division offers a comprehensive employee benefits package that includes health insurance, retirement, and paid holidays.

The working environment you can expect:   
The Division has employees in Anchorage, Juneau, and Fairbanks. 

This position is located in Anchorage or Fairbanks. However, this position will conduct examinations at various locations with seasoned examiners.

Travel is required and may occur within Alaska or in the lower 48 for training and examinations.

Who we are looking for: 

• Strong verbal and interpersonal communication skills;
• Ability to read, interpret, and apply laws and regulations;
• Experience working with confidential information and ability to exercise a high degree of tact, discretion and judgment in dealing with confidential information;
• Thorough in performing work to include attention to detail in written reports and fact finding; and
• Ability to establish and maintain cooperative relationships with co-workers, management, and federal and state examiners; and show understanding, courtesy, tact, and politeness.