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Company: Digital Assurance Certification LLC (DAC Bond) 

Location: 315 East Robinson Street, Suite 300 Orlando, FL 32810

About Us:

Digital Assurance Certification, LLC (DAC Bond) is a dynamic and rapidly growing company based in Orlando, FL. We are dedicated to delivering innovative solutions and outstanding service to our clients. As an industry leader, we cultivate a collaborative and engaging work environment that encourages professional growth and development.

We are currently seeking motivated individuals with a background in accounting or finance to join our team. If you're eager to expand your skills and gain hands-on experience in accounting, compliance, and finance, this is a unique opportunity to grow within an exciting and fast-paced company.

Key Responsibilities:

  • Assist with daily tasks, including data entry, interpreting continuing disclosure agreements, and creating workpapers/templates.
  • Conduct comprehensive five-year look-back reviews in alignment with DAC’s standard procedures and SEC Rule 15c2-12.
  • Support compliance and financial analysis to ensure accuracy and adherence to regulatory standards.
  • Perform detailed research and analysis of municipal securities disclosure documents to ensure compliance with SEC Rule 15c2-12 requirements.
  • Review and analyze continuing disclosure filings for completeness, accuracy, and timeliness, identifying potential discrepancies or non-compliance issues.
  • Coordinate with internal and external teams to gather necessary information for compliance and regulatory reporting.
  • Prepare and maintain records of compliance reviews, research findings, and recommendations for clients and management.
  • Assist in the development and refinement of compliance reporting processes, procedures, and templates to improve efficiency.
  • Stay up-to-date with changes to SEC regulations, including 15c2-12, and ensure company practices remain compliant.
  • Prepare reports for clients and internal stakeholders, summarizing findings from research and compliance activities.
  • Collaborate with senior analysts and management to identify potential compliance risks and recommend mitigation strategies.