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The State Intern will receive training in the Securities and Business Investments Division. You can expect to:

  • Receive training in enforcement investigations, including reviewing and analyzing financial and business records.
  • Receive training in the licensing process by reviewing applications and reports filed by broker-dealer and investment adviser registrants to determine compliance with financial reporting and other statutory requirements.
  • Receive training in the creation of examination memos and documentation of an exam.
  • Receive training in emerging technologies and cybersecurity.