Accounting and Compliance Analyst

Job description

Company: Digital Assurance Certification LLC (DAC Bond) 

Location: 315 East Robinson Street, Suite 300 Orlando, FL 32810

About Us:

Digital Assurance Certification, LLC (DAC Bond) is a dynamic and rapidly growing company based in Orlando, FL. We are dedicated to delivering innovative solutions and outstanding service to our clients. As an industry leader, we cultivate a collaborative and engaging work environment that encourages professional growth and development.

We are currently seeking motivated individuals with a background in accounting or finance to join our team. If you're eager to expand your skills and gain hands-on experience in accounting, compliance, and finance, this is a unique opportunity to grow within an exciting and fast-paced company.

Key Responsibilities:

Assist with daily tasks, including data entry, interpreting continuing disclosure agreements, and creating workpapers/templates.

Conduct comprehensive five-year look-back reviews in alignment with DAC’s standard procedures and SEC Rule 15c2-12.

Support compliance and financial analysis to ensure accuracy and adherence to regulatory standards.

Perform detailed research and analysis of municipal securities disclosure documents to ensure compliance with SEC Rule 15c2-12 requirements.

Review and analyze continuing disclosure filings for completeness, accuracy, and timeliness, identifying potential discrepancies or non-compliance issues.

Coordinate with internal and external teams to gather necessary information for compliance and regulatory reporting.

Prepare and maintain records of compliance reviews, research findings, and recommendations for clients and management.

Assist in the development and refinement of compliance reporting processes, procedures, and templates to improve efficiency.

Stay up to date with changes to SEC regulations, including 15c2-12, and ensure company practices remain compliant.

Prepare reports for clients and internal stakeholders, summarizing findings from research and compliance activities.

Collaborate with senior analysts and management to identify potential compliance risks and recommend mitigation strategies.